Financial Industry Regulatory Authority (FINRA)

Regulatory authority for the US financial industry

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Added 23 Jun 2026

Edited 22 Jul 2026 by Admin · history

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The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization in the United States that oversees and regulates the securities industry, including broker-dealers, exchange markets, and other related entities. FINRA's primary mission is to protect investors and maintain fair and efficient markets through its regulatory operations programs, enforcement actions, and educational initiatives.

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🇺🇸Headquartered inUnited States

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Washington, D.C., United States

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Financial Industry Regulatory Authority (FINRA)

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